Category Archives: Enforcement

Then Senior Immigration Assistant charged by ICAC admits using application forms concealing outstanding loans in $130,000 salary advance

Chan Wing-ko, a former Senior Immigration Assistant with Hong Kong’s Immigration Department, pleaded guilty to [...]

SFC secures first conviction against a solicitor for breaching secrecy provision

Hong Kong solicitor Mr. Tse Yin Fung, principal of O Tse & Co., was convicted [...]

Announcement – In relation to the matter of Tempus Holdings Limited (In Liquidation) (incorporated in the Cayman Islands with limited liability) (Stock Code: 6880) Cancellation of listing

The Stock Exchange of Hong Kong announced that the listing of Tempus Holdings Limited (In [...]

SFC reprimands and fines Ever-Long Securities Company Limited $3 million for sponsor failures

The Securities and Futures Commission (SFC) reprimanded and fined Ever-Long Securities Company Limited $3 million [...]

Man charged by ICAC gets 14 months’ jail for $150,000 fraud over SWD’s traffic accident assistance payment

An ICAC investigation uncovered that a couple defrauded the Social Welfare Department (SWD) and insurers [...]

Announcement – In relation to the matter of Christine International Holdings Limited (incorporated in the Cayman Islands with limited liability) (Stock Code: 1210) Cancellation of listing

The Stock Exchange of Hong Kong Limited (the Exchange) announced that the listing of Christine [...]

SFC bans fund manager Ng Ka Shun for life and fines him $1.7 million for serious misconduct

The Securities and Futures Commission (SFC) has permanently banned Mr. Ng Ka Shun, a responsible [...]

AFRC reprimands BDO Limited and two others for serious audit breaches, imposes fines totalling HK$1.456 million and gives its first direction for additional CPD in disciplinary case

The Accounting and Financial Reporting Council (AFRC) has sanctioned BDO Limited and two of its [...]

Two imported team leaders charged by ICAC with HK$6m bribery over exploitation of Three-Runway System Project workers, subcontractor duo wanted

The ICAC has investigated corruption allegations involving two imported team leaders from a subcontractor of [...]

Court sets trial date for insider dealing case against Segantii Capital Management and its chief investment officer

The District Court has set the trial date for Segantii Capital Management Limited, its director [...]