Category Archives: Enforcement

Exchange’s Disciplinary Action against a Former Director of Orient Securities International Holdings Limited (Stock Code: 8001)

The Stock Exchange of Hong Kong Limited has issued a Director Unsuitability Statement and censure [...]

Insurance Authority imposes a four-month suspension on the licence held by Chan Lok Wang who falsified the signature of his client on a policy surrender form

The Insurance Authority (IA) has suspended the license of Chan Lok Wang for four months [...]

Exchange’s Disciplinary Action against Fantasia Holdings Group Co., Limited (Stock Code: 1777), Colour Life Services Group Co., Limited (Stock Code: 1778) and Nine Directors

The Stock Exchange of Hong Kong Limited has imposed disciplinary actions against Fantasia Holdings Group [...]

Exchange’s Disciplinary Action against MIE Holdings Corporation (Stock Code: 1555) and One Current Director

The Stock Exchange of Hong Kong Limited has criticized MIE Holdings Corporation (Stock Code: 1555) [...]

SFC commences insider dealing prosecution against Wong Pak Ming

The Securities and Futures Commission (SFC) has initiated criminal proceedings against businessman Wong Pak Ming [...]

Then HKTDC Manager charged by ICAC with MIPO by divulging confidential tender information in $2.3m project to personal friend

An Assistant Business Manager at the Hong Kong Trade Development Council (HKTDC), Leung Sui-ying, has [...]

Then principal of government-aided primary school charged by ICAC gets six months’ jail for fraud of $270,000

A former principal of a government-aided primary school, Chen Yi-hsin, was sentenced to six months [...]

Exchange’s Disciplinary Action against Two Former Directors of Xinyuan Property Management Service (Cayman) Ltd. (Stock Code: 1895)

The Stock Exchange of Hong Kong Limited has imposed a Director Unsuitability Statement and censure [...]

SFC issues restriction notices to Money Concepts (Asia) Holdings Limited and Money Concepts Asset Management Limited

The Securities and Futures Commission (SFC) has issued restriction notices to Money Concepts (Asia) Holdings [...]

Sai Kung small house applicant charged by ICAC admits conspiracy to defraud Lands Department over ‘Ding Right’

Wong Wing-hong, a small house applicant in Sai Kung, pleaded guilty to conspiracy to defraud [...]