Category Archives: Enforcement

Exchange’s Disciplinary Action against Lisi Group (Holdings) Limited (Stock Code: 526), Six Former Directors and a Former Company Secretary

On 25 June 2026, SEHK took disciplinary action against Lisi Group (Holdings) Limited (stock code: [...]

SFC obtains worldwide freezing order against Lo Kai Bong and Major Success Group Limited

On 11 June 2026, Hong Kong’s Court of First Instance issued global asset freezing orders [...]

Exchange’s Disciplinary Action against Two Former Directors of Fosun Tourism Group (Delisted, Previous Stock Code: 1992)

On 23 June 2026, The Stock Exchange of Hong Kong Limited has censured two former [...]

Exchange’s Disciplinary Action against Zhejiang Yongan Rongtong Holdings Co., Ltd. (Delisted, Previous Stock Code: 8211) and Six Directors

On 9th June 2026,The Stock Exchange of Hong Kong Limited issued severe public censures and [...]

Exchange’s Disciplinary Action against a Former Director of Zhejiang Yongan Rongtong Holdings Co., Ltd. (Delisted, Previous Stock Code: 8211)

On 9th June 2026,The Stock Exchange of Hong Kong Limited imposed a director unsuitability statement [...]

Movie producer Wong Pak Ming sentenced to jail and fined in SFC’s insider dealing prosecution

On 9th June 2026,The West Kowloon Magistrates’ Court sentenced prominent film producer Mr.Wong Pak Ming [...]

Movie producer Wong Pak Ming convicted of insider dealing in SFC’s prosecution

On 22nd May 2026, The Eastern Magistrates’ Court convicted prominent movie producer Mr. Wong Pak [...]

Exchange’s Disciplinary Action against Former Company Secretary of Venus Medtech (Hangzhou) Inc. (Stock Code: 2500)

On 19th May 2026,The Stock Exchange of Hong Kong Limited officially censured Mr. Wong Wai [...]

Exchange’s Disciplinary Action against a Former Director of China Metal Resources Utilization Limited (Stock Code: 1636)

On 19 May 2026, the Stock Exchange of Hong Kong Limited officially issued a director [...]

SFC obtains two-year disqualification order against former financial controller and company secretary of Qunxing Paper Holdings Company Limited

On 13th May 2026,The Securities and Futures Commission (SFC) secured a two-year disqualification order against [...]