Category Archives: Enforcement

SFC commences false trading prosecution against brothers-in-law

The Securities and Futures Commission (SFC) has initiated criminal proceedings against Mr. Lin Tai Fung [...]

Intermediary among five charged by ICAC over $6m SLG loan fraud by conspiracy to submit false payroll records of SME

On January 22, 2025, the Independent Commission Against Corruption (ICAC) charged five individuals, including Li [...]

Announcement – In relation to the matter of Linocraft Holdings Limited (Incorporated in the Cayman Islands with limited liability) (Stock Code: 8383) Cancellation of listing

The Securities and Futures Commission (SFC) announced the cancellation of the listing of Linocraft Holdings [...]

MMT sanctions chauffeur and wife for insider dealing in Dan Form shares and orders disgorgement of illicit profit

The Market Misconduct Tribunal (MMT) has sanctioned Ms. Choi Ban Yee and her husband, chauffeur [...]

Yuen Long small house ‘Ding Rights’ cases: One more applicant charged by ICAC admits conspiracy to defraud Lands Department

On January 17, 2025, Leung Kam-yick, a 74-year-old small house applicant, pleaded guilty to conspiracy [...]

SFC and HKEX collaborate in enforcement action against FingerTango Inc. and former directors for misconduct resulting in over $660 million of losses

The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (HKEX) [...]

Then team leader of Three-Runway System Project’s subcontractor charged by ICAC for allegedly soliciting bribe from crane operator

A former team leader of a subcontractor for the Three-Runway System (3RS) Project at Hong [...]

Family of four charged by ICAC for alleged voting offence at 2023 Rural Ordinary Election

The ICAC has charged four members of the same family—Ng Tung, Wong Yuet-ho, and their [...]

SFC’s then Associate Director charged by ICAC with conspiracy to pervert course of justice for allegedly advising subjects to cope with market manipulation probe

On 9 January 2025, the ICAC charged Deng Yingxia, a former Associate Director of the [...]

Exchange’s Disciplinary Action against Regal Partners Holdings Limited (Formerly Known as Morris Home Holdings Limited) (Stock Code: 1575) and Three Former Directors

The Stock Exchange of Hong Kong Limited (a wholly-owned subsidiary of Hong Kong Exchanges and [...]