Category Archives: Enforcement

Exchange’s Disciplinary Action against MIE Holdings Corporation (Stock Code: 1555) and One Current Director

The Stock Exchange of Hong Kong Limited has criticized MIE Holdings Corporation (Stock Code: 1555) [...]

SFC commences insider dealing prosecution against Wong Pak Ming

The Securities and Futures Commission (SFC) has initiated criminal proceedings against businessman Wong Pak Ming [...]

Then HKTDC Manager charged by ICAC with MIPO by divulging confidential tender information in $2.3m project to personal friend

An Assistant Business Manager at the Hong Kong Trade Development Council (HKTDC), Leung Sui-ying, has [...]

Then principal of government-aided primary school charged by ICAC gets six months’ jail for fraud of $270,000

A former principal of a government-aided primary school, Chen Yi-hsin, was sentenced to six months [...]

Exchange’s Disciplinary Action against Two Former Directors of Xinyuan Property Management Service (Cayman) Ltd. (Stock Code: 1895)

The Stock Exchange of Hong Kong Limited has imposed a Director Unsuitability Statement and censure [...]

SFC issues restriction notices to Money Concepts (Asia) Holdings Limited and Money Concepts Asset Management Limited

The Securities and Futures Commission (SFC) has issued restriction notices to Money Concepts (Asia) Holdings [...]

Sai Kung small house applicant charged by ICAC admits conspiracy to defraud Lands Department over ‘Ding Right’

Wong Wing-hong, a small house applicant in Sai Kung, pleaded guilty to conspiracy to defraud [...]

Certified public accountant charged by ICAC gets five years’ jail for stealing USD1.25m

Cheung Hing-chik, a certified public accountant, was sentenced to five years in prison after being [...]

$10m Housing Authority loans fraud syndicate head absconded for 20 years charged by ICAC

Shiu Kwok-piu, the head of a fraud syndicate, has been charged by the ICAC after [...]

Then principal of government-aided primary school charged by ICAC admits fraud of $270,000

A former principal of a government-aided primary school, Chen Yi-hsin, pleaded guilty to fraud involving [...]