Category Archives: Enforcement

Announcement – In relation to the matter of China Zhongwang Holdings Limited (incorporated in Cayman Islands with limited liability) (Stock Code: 1333) Cancellation of listing

The shares of China Zhongwang Holdings Limited will be delisted from the Exchange on April [...]

Suspected core member of syndicate charged in ramp-and-dump case

Another suspected core member of a syndicate involved in ramp-and-dump market manipulation has been charged [...]

Six more charged in SFC and Police joint operation against sophisticated ramp-and-dump syndicate

The Securities and Futures Commission (SFC) and the Police have charged six additional suspects, including [...]

Exchange’s Disciplinary Action against Blockchain Group Company Limited (Delisted, Previous Stock Code: 364) and Ten Directors

The party involved Blockchain Group Company Limited (delisted, previous stock code: 364), and its directors. [...]

SFC publicly criticises Cheung Chi Shing for breach of the Takeovers Code

Cheung Chi Shing has been publicly criticized by the Securities and Futures Commission (SFC) for [...]

Exchange’s Disciplinary Action against the Former Chairman and Executive Director of Carnival Group International Holdings Limited (In Liquidation) (Stock Code: 996)

The party involved Carnival Group International Holdings Limited (In Liquidation) (stock code: 996) and its [...]

EXCHANGE’S DISCIPLINARY ACTION AGAINST TWO FORMER DIRECTORS OF FORGAME HOLDINGS LIMITED (STOCK CODE: 484)

The party involved FORGAME HOLDINGS LIMITED (STOCK CODE: 484). The Company experienced a significant impairment [...]

Five more arrested in SFC and ICAC joint operation against sophisticated ramp-and-dump syndicate

Hong Kong authorities have arrested five key members of a suspected ramp-and-dump syndicate following a [...]

SFAT affirms SFC decision to reprimand and fine I-Access Investors Limited $600,000 over breach of the Code of Conduct

The party involved I-Access Investors Limited (I-Access). The SFC took disciplinary action against I-Access after [...]

SFC reprimands and fines City International Futures (Hong Kong) Limited $100,000 for regulatory breaches

The party involved City International Futures (Hong Kong) Limited (CIFHKL), now known as VERCAP Financial [...]