Category Archives: Enforcement

Announcement – In relation to the matter of Kirin Group Holdings Limited (In Compulsory Liquidation) (incorporated in Bermuda with limited liability) (Stock Code: 8109) Cancellation of listing

The Exchange has made an announcement that the Company’s shares will be removed from listing [...]

SFC bans Peter Law Chi Kin for 10 years and fines him $535,500

The Securities and Futures Commission (SFC) has banned former Convoy Asset Management Limited representative, Mr. [...]

Exchange’s Disciplinary Action against S&S Intervalue China Limited (Delisted, Previous Stock Code: 8506) and Five Directors

S&S Intervalue China Limited and its former executives, Mr. CHEN Yi Hui, Ms. YUAN Yuan, [...]

SFC issues restriction notices to 10 brokers to freeze client accounts linked to a suspected social media ramp-and-dump scam

The Securities and Futures Commission (SFC) has issued restriction notices to 10 brokers in relation [...]

Two additional syndicate members charged in ramp-and-dump case

At the Eastern Magistracy, two additional suspects, Ms. Wong Yin Ling and Ms. Tse Yi [...]

Exchange’s Disciplinary Action against Tianjin Real Estate Group Co., Ltd. (Delisted, Previous Debt Stock Code: 5286)

The Stock Exchange of Hong Kong Limited censures Tianjin Real Estate Group Co., Ltd. In [...]

Announcement – In relation to the matter of Greenway Mining Group Limited (Incorporated in the Cayman Islands with limited liability) (Stock Code: 2133) Cancellation of listing

The Exchange has announced that the shares of Greenway Mining Group Limited will be cancelled [...]

SFC seeks court orders to disqualify former directors and ex-chief financial controller of China Candy Holdings Limited

The Securities and Futures Commission (SFC) is taking legal action against eight individuals, including seven [...]

Announcement – In relation to the matter of Sky Chinafortune Holdings Group Limited (incorporated in Hong Kong with limited liability) (Stock Code: 141) Cancellation of listing

The Stock Exchange of Hong Kong Limited has announced that Sky Chinafortune Holdings Group Limited’s [...]

SFC issues restriction notices to three brokers to freeze accounts of clients involved in suspected corporate misconduct

Emperor Securities Limited, CS Wealth Securities Limited, and CMB International Securities Limited have received restriction [...]