Category Archives: Enforcement

Announcement – Genting Hong Kong Limited (In Liquidation) (incorporated in Bermuda with limited liability) (Stock Code: 678) Cancellation of listing

The Exchange has announced that it will cancel the listing of the Company’s shares as [...]

Exchange’s Disciplinary Action against KEYNE LTD (Formerly Known as Nine Express Limited) (Stock Code: 9) and Six DirectorsExchange’s Disciplinary Action against KEYNE LTD (Formerly Known as Nine Express Limited) (Stock Code: 9) and Six Directors

The Stock Exchange of Hong Kong Limited has censured Keyne Ltd (formerly known as Nine [...]

Announcement – In relation to the matter of China Digital Culture (Group) Limited (Incorporated in the Cayman Islands with limited liability) (Stock Code: 8175) Cancellation of listing

The Exchange has announced that the Company’s shares will be removed from trading on May [...]

Exchange’s Disciplinary Action against Four Directors of Arta TechFin Corporation Limited (Stock Code: 279) (Formerly Known as Freeman FinTech Corporation Limited)

The Stock Exchange of Hong Kong has taken action against several former executive directors of [...]

Announcement – In relation to the matter of China Gem Holdings Limited (in liquidation) (incorporated in Bermuda with limited liability) (Stock Code: 1191) Cancellation of listing

The Exchange has declared that the Company’s shares will cease to be listed from 5 [...]

SFC commences MMT proceedings against former bank employee over alleged insider dealing

The Securities and Futures Commission (SFC) has taken legal action in the Market Misconduct Tribunal [...]

SFC obtains court order to freeze assets of suspected insider dealers of I.T Limited shares

The Securities and Futures Commission (SFC) has obtained an interim injunction order from the Court [...]

Report on Initial Public Offering Applications, Delisting and Suspensions (As at 28 April 2023)

Report on Initial Public Offering Applications, Delisting and Suspensions for April has been released. The [...]

SFC and CSRC hold high-level enforcement cooperation meeting

The Securities and Futures Commission (SFC) and the China Securities Regulatory Commission (CSRC) recently had [...]

Announcement – In relation to the matter of China U-Ton Future Space Industrial Group Holdings Ltd. (In Liquidation) (Incorporated in the Cayman Islands with limited liability) (Stock Code: 6168) Cancellation of listing

The Exchange has announced that the Company’s shares will be cancelled from trading on 2 [...]