Category Archives: Enforcement

SFC bans Xie Yangxiong for life

The Securities and Futures Commission (SFC) has imposed a lifetime ban on Xie Yangxiong, a [...]

SFC and Police joint operation against a suspect of illegal short selling and fraudulent activities

The Securities and Futures Commission (SFC) and the Commercial Crime Bureau of the Police conducted [...]

Licence applicant convicted of providing false information to the SFC

Mr Sze Chun Wai has been convicted by the Eastern Magistrates’ Courts for providing false [...]

Exchange’s Disciplinary Action against CT Vision S.L. (International) Holdings Limited (Stock Code: 994)

The Stock Exchange of Hong Kong Limited has censured against CT Vision S.L. (International) Holdings [...]

SFC obtains disqualification orders against former directors of Luxey International (Holdings) Limited

The Securities and Futures Commission (SFC) has secured disqualification orders against two former directors of [...]

Ramp-and-dump suspect arrested for breaches of court bail conditions

Ms. Tse Yiu Chung, who is facing charges related to “ramp-and-dump” schemes, has had her [...]

SFC reprimands and fines China On Securities Limited $6 million for failures as share placement agent

The Securities and Futures Commission (SFC) has fined China On Securities Limited (China On) $6 [...]

Announcement – Genting Hong Kong Limited (In Liquidation) (incorporated in Bermuda with limited liability) (Stock Code: 678) Cancellation of listing

The Exchange has announced that it will cancel the listing of the Company’s shares as [...]

Exchange’s Disciplinary Action against KEYNE LTD (Formerly Known as Nine Express Limited) (Stock Code: 9) and Six DirectorsExchange’s Disciplinary Action against KEYNE LTD (Formerly Known as Nine Express Limited) (Stock Code: 9) and Six Directors

The Stock Exchange of Hong Kong Limited has censured Keyne Ltd (formerly known as Nine [...]

Announcement – In relation to the matter of China Digital Culture (Group) Limited (Incorporated in the Cayman Islands with limited liability) (Stock Code: 8175) Cancellation of listing

The Exchange has announced that the Company’s shares will be removed from trading on May [...]