Category Archives: Enforcement

Announcement – In relation to the matter of CIL Holdings Limited (incorporated in Bermuda with limited liability) (Stock Code: 479) Cancellation of listing

The Exchange has declared that the Company’s shares will no longer be traded from 5 [...]

Announcement – In relation to the matter of Sino Vision Worldwide Holdings Limited (Incorporated in Cayman Islands and continued in Bermuda with limited liability) (Stock Code: 8086) Cancellation of listing

The Exchange has announced that it will cancel the listing of the Company’s shares on [...]

Exchange’s Disciplinary Action against Optima Automobile Group Holdings Limited (Stock Code: 8418) and Three Directors

The Stock Exchange of Hong Kong Limited has taken disciplinary action against Optima Automobile Group [...]

SFC obtains disqualification orders against former directors of National Agricultural Holdings Limited

The Securities and Futures Commission (SFC) has received disqualification orders against three former executives of [...]

Four people charged following SFC and Police joint operation against securities fraud and illegal short selling

Four individuals were brought before the Eastern Magistracy on charges of fraud and illegal short [...]

Exchange’s Disciplinary Action against a Current Director of Agile Group Holdings Limited (stock code: 3383)

The Stock Exchange of Hong Kong Limited has criticized non-executive director Mr. Chan Cheuk Yin [...]

SFC reprimands and fines Taiping Securities (HK) Co Limited $1.3 million for internal control failures over employee dealings

The Securities and Futures Commission (SFC) has imposed a fine of $1.3 million on Taiping [...]

Exchange’s Disciplinary Action against Five Former Directors of China Clean Energy Technology Group Limited (stock code: 2379)

In July 2021, receivers and managers of over 50% of the shares of China Clean [...]

Exchange’s Disciplinary Action against Jilin Province Huinan Changlong Bio-pharmacy Company Limited (Stock Code: 8049) and Nine Directors

The Stock Exchange of Hong Kong has taken disciplinary action against Jilin Province Huinan Changlong [...]

SFC issues restriction notice to Global Group Securities Limited

The Securities and Futures Commission (SFC) has given Global Group Securities Limited (GGSL) a notice [...]