Category Archives: Enforcement

Man charged by ICAC for allegedly offering $1,000 bribe to bank staff for opening account

On October 21, the ICAC charged businessman Lyu Ganzhen, 36, with attempting to bribe a [...]

Exchange’s Disciplinary Action against two Former Directors of Suchuang Gas Corporation Limited (Delisted, Previous Stock Code: 1430)

The Stock Exchange of Hong Kong has issued a Director Unsuitability Statement and censure against [...]

SFC suspends Singh Amit Kishan for seven months

The Securities and Futures Commission (SFC) has suspended Singh Amit Kishan, a former employee of [...]

SFC obtains disqualification order against former chief financial officer of Fujian Nuoqi Co., Ltd.

The Securities and Futures Commission (SFC) has secured a three-year disqualification order against Mr. Au [...]

Property buyer charged by ICAC admits fraud over mortgage loan by concealing property’s occupancy status

A property buyer, Wong Hin-ning, pleaded guilty to two counts of fraud after concealing from [...]

Trio charged by ICAC with bribery and fraud over referral of bank clients’ mortgage loan applications

The ICAC has charged three individuals—two former bank employees and a mortgage referral agent—for bribery [...]

Exchange’s Disciplinary Action against Four Directors of China General Education Group Limited (Stock Code: 2175)

Mr. Niu Sanping and his son, Mr. Niu Jian, controlling shareholders of the Company, engaged [...]

Former worker of Airport project charged by ICAC receives seven months’ jail for accepting bribes over workers’ employment

Chan Kwai-san, a 44-year-old installation worker at Jarvan E&M Engineering Limited (JEM), was sentenced to [...]

Two Police Sergeants charged by ICAC for allegedly concealing debts in service extension application and swindling credit union loans over $590,000

On October 15, the ICAC charged two police sergeants, Kwan Ka-chun and Lam Kong-lung, with [...]

Court sets next hearing date for insider dealing case against Segantii Capital Management and its chief investment officer

The District Court has adjourned the insider dealing case against Segantii Capital Management, its director [...]