Category Archives: Enforcement

SFC suspends Wang Shian-tang for 26 months

The Securities and Futures Commission (SFC) has suspended Wang Shian-tang, a former representative of Yuanta [...]

Insurance intermediary charged by ICAC gets seven months’ jail for conspiring with policyholders over insurance claims fraud

Lalwani Jay Jerome, an insurance intermediary, was sentenced to seven months in prison for conspiring [...]

SFC withdraws Restriction Notice to broker over client’s suspected insider dealing after obtaining court order to freeze assets

The Securities and Futures Commission (SFC) has lifted the Restriction Notice that had prevented Bright [...]

Businessman charged by ICAC for offering $50,000 bribe to PolyU SPEED lecturer over admission

A 38-year-old businessman, Kang Jie, appeared in court on November 18 after being charged by [...]

SFC sanctions Zuo Ping for breaches of the Takeovers Code

The Securities and Futures Commission (SFC) publicly censured Ms. Zuo Ping and imposed a six-year [...]

Exchange’s Disciplinary Action against a Former Director of Christine International Holdings Limited (Stock Code: 1210)

The Stock Exchange of Hong Kong Limited has imposed a Director Unsuitability Statement and censure [...]

Works subcontractor charged by ICAC over $330,000 wage fraud and perversion over graft probe

On November 13, the ICAC charged Poon Tat-chun, operator of Ocean Crown Enterprise Ltd (OCL), [...]

Ex-general manager of pharmaceutical wholesaler among three charged by ICAC over $1.1m service fees fraud and money laundering

A former general manager and his subordinate at Kingworld Medicine Healthcare Limited, Watson Yau Wei-ching [...]

Announcement – In relation to the matter of China Infrastructure Investment Limited (incorporated in the Cayman Islands with limited liability) (Stock Code: 600) Cancellation of listing

The Stock Exchange of Hong Kong announced that the listing of China Infrastructure Investment Limited’s [...]

Announcement – In relation to the matter of Xinjiang La Chapelle Fashion Co., Ltd. (In Reorganisation) (a joint stock company incorporated in the People’s Republic of China with limited liability) (Stock Code: 6116) Cancellation of listing

The Stock Exchange of Hong Kong Limited has announced the cancellation of the listing of [...]