Category Archives: Enforcement

Former worker of Airport project charged by ICAC receives seven months’ jail for accepting bribes over workers’ employment

Chan Kwai-san, a 44-year-old installation worker at Jarvan E&M Engineering Limited (JEM), was sentenced to [...]

Two Police Sergeants charged by ICAC for allegedly concealing debts in service extension application and swindling credit union loans over $590,000

On October 15, the ICAC charged two police sergeants, Kwan Ka-chun and Lam Kong-lung, with [...]

Court sets next hearing date for insider dealing case against Segantii Capital Management and its chief investment officer

The District Court has adjourned the insider dealing case against Segantii Capital Management, its director [...]

SFC reprimands and fines Zheshang International Financial Holdings Co., Limited $2.66 million for regulatory breaches

The Securities and Futures Commission (SFC) has fined Zheshang International Financial Holdings Co., Limited $2.66 [...]

SFC commences MMT proceedings against Dickson Poon over alleged insider dealing and Dickson Concepts as well as its senior executives for late disclosure of inside information

The Securities and Futures Commission (SFC) has initiated proceedings against Mr. Dickson Poon, chairman of [...]

SFC reprimands and fines CSC Futures (HK) Limited $4.95 million for regulatory breaches

The Securities and Futures Commission (SFC) has fined CSC Futures (HK) Limited $4.95 million for [...]

SFC reprimands and fines Xinhu International Futures (Hong Kong) Co., Limited $9 million and suspends its former responsible officer Ngai Wai for nine months

The Securities and Futures Commission (SFC) has fined Xinhu International Futures (Hong Kong) Co., Limited [...]

SFC flags asset manager misconduct in managing private funds and discretionary accounts

The Securities and Futures Commission (SFC) issued a circular highlighting significant deficiencies in the conduct [...]

Company proprietor charged by ICAC gets 22 months’ jail for $3.1m SME guaranteed loan fraud

Arri Wong Ka-nam, the 55-year-old proprietor of 24 Hr Locksmith, was sentenced to 22 months [...]

Four charged by ICAC for conspiracy to defraud over $3.2m payroll of ‘ghost workers’ in supermarket chain

On October 7, the ICAC charged four individuals, including a former senior supervisor of PARKnSHOP [...]