Category Archives: Enforcement

SFC reprimands and fines Victory Securities Company Limited $1.7 million and suspends its responsible officer for regulatory breaches

On 24 July ,The SFC has reprimanded and fined Victory Securities Company Limited HK$1.7 million [...]

Exchange’s Disciplinary Action against Three Former Directors of Jiayuan Services Holdings Limited (Stock Code: 1153)

On 17 July 2026, HKEX took disciplinary action against three former directors of Jiayuan Services [...]

Exchange’s Disciplinary Action Against Ever Reach Group (Holdings) Company Limited (Stock Code: 3616), Four Directors and Five Senior Management Members

On 9 July 2026, The Stock Exchange of Hong Kong Limited publicly censured Ever Reach [...]

Exchange’s Disciplinary Action against a Former Director of Silver Grant International Holdings Group Limited (Stock Code: 171)

The Stock Exchange of Hong Kong Limited (a wholly-owned subsidiary of Hong Kong Exchanges and [...]

Exchange’s Disciplinary Action against Lisi Group (Holdings) Limited (Stock Code: 526), Six Former Directors and a Former Company Secretary

On 25 June 2026, SEHK took disciplinary action against Lisi Group (Holdings) Limited (stock code: [...]

SFC obtains worldwide freezing order against Lo Kai Bong and Major Success Group Limited

On 11 June 2026, Hong Kong’s Court of First Instance issued global asset freezing orders [...]

Exchange’s Disciplinary Action against Two Former Directors of Fosun Tourism Group (Delisted, Previous Stock Code: 1992)

On 23 June 2026, The Stock Exchange of Hong Kong Limited has censured two former [...]

Exchange’s Disciplinary Action against Zhejiang Yongan Rongtong Holdings Co., Ltd. (Delisted, Previous Stock Code: 8211) and Six Directors

On 9th June 2026,The Stock Exchange of Hong Kong Limited issued severe public censures and [...]

Exchange’s Disciplinary Action against a Former Director of Zhejiang Yongan Rongtong Holdings Co., Ltd. (Delisted, Previous Stock Code: 8211)

On 9th June 2026,The Stock Exchange of Hong Kong Limited imposed a director unsuitability statement [...]

Movie producer Wong Pak Ming sentenced to jail and fined in SFC’s insider dealing prosecution

On 9th June 2026,The West Kowloon Magistrates’ Court sentenced prominent film producer Mr.Wong Pak Ming [...]