Category Archives: Enforcement

Exchange’s Disciplinary Action against Zhejiang Yongan Rongtong Holdings Co., Ltd. (Delisted, Previous Stock Code: 8211) and Six Directors

On 9th June 2026,The Stock Exchange of Hong Kong Limited issued severe public censures and [...]

Exchange’s Disciplinary Action against a Former Director of Zhejiang Yongan Rongtong Holdings Co., Ltd. (Delisted, Previous Stock Code: 8211)

On 9th June 2026,The Stock Exchange of Hong Kong Limited imposed a director unsuitability statement [...]

Movie producer Wong Pak Ming sentenced to jail and fined in SFC’s insider dealing prosecution

On 9th June 2026,The West Kowloon Magistrates’ Court sentenced prominent film producer Mr.Wong Pak Ming [...]

Movie producer Wong Pak Ming convicted of insider dealing in SFC’s prosecution

On 22nd May 2026, The Eastern Magistrates’ Court convicted prominent movie producer Mr. Wong Pak [...]

Exchange’s Disciplinary Action against Former Company Secretary of Venus Medtech (Hangzhou) Inc. (Stock Code: 2500)

On 19th May 2026,The Stock Exchange of Hong Kong Limited officially censured Mr. Wong Wai [...]

Exchange’s Disciplinary Action against a Former Director of China Metal Resources Utilization Limited (Stock Code: 1636)

On 19 May 2026, the Stock Exchange of Hong Kong Limited officially issued a director [...]

SFC obtains two-year disqualification order against former financial controller and company secretary of Qunxing Paper Holdings Company Limited

On 13th May 2026,The Securities and Futures Commission (SFC) secured a two-year disqualification order against [...]

SFC commences legal proceedings against former senior executives of China Automotive Interior Decoration Holdings Limited and its subsidiary

On 29 April 2026,The Securities and Futures Commission (SFC) initiated legal proceedings against former director [...]

SFC reaches agreement with PricewaterhouseCoopers for shareholder compensation of HK$1 billion regarding false financial statements of China Evergrande Group for 2019 and 2020

On 23 April 2026,The Securities and Futures Commission (SFC) reached a landmark HK$1 billion settlement [...]

Exchange’s Disciplinary Action against Cloud Factory Technology Holdings Limited (Stock Code: 2512) and Four Directors

On 14 April 2026,The Stock Exchange of Hong Kong Limited publicly censured Cloud Factory Technology [...]