Category Archives: Regulatory Updates

Exchange’s Disciplinary Action against RMH Holdings Limited (Stock Code: 8437) and Six Former Directors

On 13 October 2026, the Stock Exchange of Hong Kong Limited took disciplinary action against [...]

SFC takes action against suspected IPO-rigging syndicates and suspends dealings in Baicha shares

On 13 October 2026, the Securities and Futures Commission (SFC) took enforcement action against two [...]

SFC to proceed with enhancements to Hong Kong’s retail fund regime code

On 7 Oct 2026 , The Securities and Futures Commission (SFC) has released its consultation [...]

Opening Remarks at the Cargo x Solution Day

On 5 October 2026, HKMA Deputy Chief Executive Howard Lee delivered remarks at the Cargox [...]

Hong Kong’s securities brokers post strong earnings growth in first half of 2026

On 6 October 2026, the Securities and Futures Commission (SFC) released its half-year financial review, [...]

Regulatory keynote speech at HKIB Annual Banking Conference 2026 by Arthur Yuen

On 25 September 2026, Delivered at the 2026 HKIB Annual Banking Conference, this HKMA regulatory‑update [...]

HKEX Welcomes Four New ETFs Tracking HKEX Cross-Market Indices

On 28 September 2026, Hong Kong Exchanges and Clearing Limited (HKEX) announced the launch of [...]

Exchange Publishes Consultation Paper on Phase II of Listing Framework Competitiveness Review

On 21 September 2026, The Hong Kong Exchanges and Clearing Limited published the Consultation Paper on Phase II [...]

SFC welcomes Chief Executive’s blueprint to strengthen Hong Kong’s world-leading position as an international financial centre

On 16 September 2026, the Securities and Futures Commission (SFC) issued a statement welcoming the [...]

SFC enhances guidance for authorised funds with exposure to private market assets

On 3 September 2026, the SFC issued a circular setting out guidance for SFC‑authorised funds holding private‑credit [...]