Category Archives: Lastest Topics

HSBC advertisements banned for deceptive shoppers about inexperienced credentials

The UK’s promoting watchdog has banned a collection of HSBC’s ads for being deceptive about [...]

Singapore Private Banking Industry Develops Industry guidelines for Sustainable Private Banking and Wealth Management Practices

The Association of Banks in Singapore (ABS) has put out the ABS Sustainable Private Banking [...]

Major Emitters Progressing on Climate Goals, But Lagging on Decarbonization Strategies: CA100+

Climate-focused investor engagement initiative Climate Action 100+ (CA100+) announced today the results of the most [...]

Former account executive of Fulbright Securities Limited convicted of securities fraud

The Eastern Magistrates’ Court has convicted Mr Danny Fung Kwong Shing, a former account executive [...]

SFC reprimands and fines Asia Research & Capital Management Limited $1.75 million and bans former senior executive Billy Wong Yim Chi for two months

The Securities and Futures Commission (SFC) has reprimanded and fined Asia Research & Capital Management [...]

Circular on Operation of Bank accounts

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Market Misconduct Tribunal sanctions China Medical & HealthCare Group Limited and its directors for late disclosure of inside information

12 May 2021 The Market Misconduct Tribunal (MMT) has fined China Medical & HealthCare Group [...]

Market Misconduct Tribunal sanctions two former executives for insider dealing in Asia Telemedia Limited shares

[Enforcement] 7 Apr 2021 The Market Misconduct Tribunal (MMT) has sanctioned two former executives of [...]

Circular to intermediaries, responsible officers and licensed representatives Waiver of annual licensing fees

19 Mar 2021 The Securities and Futures Commission (SFC) will waive the annual licensing fees [...]

[Regulatory Updates] Circular to Licensed Corporations and Associated Entities – Anti-Money Laundering / Counter-Financing of Terrorism

(1)  FATF Statement on High-Risk Jurisdictions subject to a Call for Action Further to our [...]