Category Archives: Lastest Topics

Routine Collateral Haircut Review and Adjustment

According to the OTC Clearing Hong Kong Limited Clearing Procedures Chapter 7, OTC Clear has [...]

UK to Take “More Permissive Approach” to Competition Law for Agreements that Combat Climate Change

The UK’s Competition and Markets Authority (CMA) believes that the current competition rules provide a [...]

EXCHANGE’S DISCIPLINARY ACTION AGAINST HYGIEIA GROUP LIMITED (STOCK CODE: 1650) AND THREE DIRECTORS

The party involved the Former Executive Director, Chairman and CEO of Hygieia Group Limited.  The [...]

Change of Authentication for CCASS Terminal – (i) Reminder of email registration for CCASS users; (ii) Kick-off of email registration for CCASS Delegated Administrators

It is essential for all CCASS Participants (CPs), Delegated Administrators (DAs) and Designated Banks (DBs) [...]

SFC bans Chan Wai Chun for life

The party involved the former Customer Relationship Manager of Dah Sing Bank Limited (DSB). On [...]

Seven Ways ESG Reporting is Already Here

One of the most critical factors driving ESG disclosures is investor pressure. Investors want to [...]

RULE UPDATE – CCASS OPERATIONAL PROCEDURES

The Amendments for the purpose of facilitating an enhancement to the trading calendar for Stock [...]

EXCHANGE PUBLISHES CONSULTATION PAPER ON RULE AMENDMENTS FOLLOWING MAINLAND CHINA REGULATION UPDATES AND OTHER PROPOSED RULE AMENDMENTS RELATING TO PRC ISSUERS

The Stock Exchange of Hong Kong Limited (the Exchange) published a consultation paper. The consultation [...]

Launch of Trading Calendar Enhancement for Stock Connect

The new adjustments to the trading calendar for Northbound and Southbound Stock Connect will become [...]

Republican Lawmakers Attack SEC Climate Disclosure Rule “in Any Form”

The Securities and Exchange Commission (SEC) released its proposed climate disclosure rules in March 2022, and [...]