Category Archives: Lastest Topics

SFC bans Citigroup Global Markets Asia Limited’s former responsible officer Philip John Shaw for 10 years

The party involved the Former responsible officer, board member and Head of Pan-Asia Execution Services [...]

UBS Publishes 2022 Sustainability Report

UBS’s commitment to sustainability goes beyond investments and extends into the organization itself. UBS has [...]

Circular to Licensed Corporations Updated Frequently Asked Questions (FAQs) on OTC Derivatives Clearing Requirement

The Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) have jointly [...]

Amendments to the Rules of the Exchange (the “Rules”)

Holders of Stock Exchange Trading Rights and Exchange Participants are advised to note that the [...]

EU Launches New Cooperation Programmes with Morocco Worth €624 Million for Green Transition

The European Union and Morocco have recently announced new cooperation programmes with a total value [...]

BCG Launches Climate & Sustainability Policy and Regulation Center

Boston Consulting Group (BCG) announced the launch of its global Center for Climate & Sustainability [...]

ERM Acquires Sustainable Finance Advisory Firm NINT

This acquisition expands ERM’s global presence and capabilities in sustainability, allowing them to provide clients [...]

Circular to Intermediaries Arrangements for the launch of the Hong Kong Investor Identification Regime

Relevant Regulated Intermediaries (RRIs)are reminded that the HKIDR will be launched on 20 March 2023. RRIs [...]

SFC bans Wong Kwun Shing for life

The party involved the Former Licensed Representative of Convoy Asset Management Limited (CAML). From June [...]

European Investment Bank and Kenya Strengthen Green Hydrogen Cooperation

The European Investment Bank (EIB) has announced that it will be taking steps to support [...]