Category Archives: Lastest Topics

Canada Issues Final Guidelines for Banks on Climate Risk Management

The Office of the Superintendent of Financial Institutions (OSFI) has recently released Guideline B-15: Climate [...]

SFC bans Citigroup Global Markets Asia Limited’s former responsible officer Philip John Shaw for 10 years

The party involved the Former responsible officer, board member and Head of Pan-Asia Execution Services [...]

UBS Publishes 2022 Sustainability Report

UBS’s commitment to sustainability goes beyond investments and extends into the organization itself. UBS has [...]

Circular to Licensed Corporations Updated Frequently Asked Questions (FAQs) on OTC Derivatives Clearing Requirement

The Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) have jointly [...]

Amendments to the Rules of the Exchange (the “Rules”)

Holders of Stock Exchange Trading Rights and Exchange Participants are advised to note that the [...]

EU Launches New Cooperation Programmes with Morocco Worth €624 Million for Green Transition

The European Union and Morocco have recently announced new cooperation programmes with a total value [...]

BCG Launches Climate & Sustainability Policy and Regulation Center

Boston Consulting Group (BCG) announced the launch of its global Center for Climate & Sustainability [...]

ERM Acquires Sustainable Finance Advisory Firm NINT

This acquisition expands ERM’s global presence and capabilities in sustainability, allowing them to provide clients [...]

Circular to Intermediaries Arrangements for the launch of the Hong Kong Investor Identification Regime

Relevant Regulated Intermediaries (RRIs)are reminded that the HKIDR will be launched on 20 March 2023. RRIs [...]

SFC bans Wong Kwun Shing for life

The party involved the Former Licensed Representative of Convoy Asset Management Limited (CAML). From June [...]