Category Archives: Lastest Topics

Five more arrested in SFC and ICAC joint operation against sophisticated ramp-and-dump syndicate

Hong Kong authorities have arrested five key members of a suspected ramp-and-dump syndicate following a [...]

SFAT affirms SFC decision to reprimand and fine I-Access Investors Limited $600,000 over breach of the Code of Conduct

The party involved I-Access Investors Limited (I-Access). The SFC took disciplinary action against I-Access after [...]

Microsoft Signs its First Ocean-Based Carbon Removal Agreement

Running Tide, an ocean health company, has signed an agreement with Microsoft to remove 12,000 [...]

EU Parliament Adopts New Carbon Sinks Goal That Increases EU 2030 Climate Ambition

The European Parliament has approved a new law increasing the EU carbon sink target for [...]

EXCHANGE PUBLISHES LISTING COMMITTEE REPORT 2022

The Exchange has released its Listing Committee Report for 2022, detailing its activities and policy [...]

Practice Session for Northbound Trading Under Stock Connect to Support the Listing Regime Update of Shanghai Stock Exchange and Shenzhen Stock Exchange

Regarding updating the listing regulations of the Shanghai Stock Exchange (SSE) and Shenzhen Stock Exchange [...]

COMMENCEMENT OF END-TO-END (E2E) TEST FOR MIGRATION OF NORTHBOUND (NB) BROKER-TO-CLIENT ASSIGNED NUMBER (BCAN) FILE SUBMISSION AND DOWNLOAD FUNCTIONS TO ELECTRONIC COMMUNICATION PLATFORM (ECP)

The Exchange is arranging an End-to-End (E2E) test for the migration of Northbound Broker-to-Client Assigned [...]

Cross-Agency Steering Group and CDP co-organise joint seminar on sustainability reporting

The Green and Sustainable Finance Cross-Agency Steering Group (Steering Group) and CDP co-organized a seminar [...]

Sanctions Explained

Sanctions Explained -By Karl Yuen Sanction seems far away from us. However, it is important [...]

Circular to Licensed Corporations and Associated Entities – Anti-Money Laundering / Counter-Financing of Terrorism (1) FATF Statement on High-Risk Jurisdictions subject to a Call for Action (2) FATF Statement on Jurisdictions under Increased Monitoring (3) Outcomes from the FATF Plenary, 22-24 February 2023

FATF Statement on High-Risk Jurisdictions subject to a Call for Action The Financial Action Task [...]