Category Archives: Enforcement

Trade consultation on enhancing aircraft leasing preferential tax regime launched

The Transport and Logistics Bureau (TLB) today (November 22) launched a trade consultation on proposals [...]

SFC and ICAC joint operation against sophisticated ramp-and-dump syndicate

Eight people – including a suspected ringleader of a sophisticated syndicate operating ramp-and-dump schemes through [...]

Wong King Hoi jailed for obstruction of SFC’s search operation

The Eastern Magistrates’ Court today sentenced Mr Wong King Hoi to two weeks of imprisonment [...]

Hong Kong and Mauritius enter into tax pact (with photo)

 The Secretary for Financial Services and the Treasury, Mr Christopher Hui, on behalf of the [...]

SFC reprimands and fines Swiss-Asia Asset Management (HK) Limited $3 million for regulatory breaches. 

The Securities and Futures Commission (SFC) has reprimanded and fined Swiss-Asia Asset Management (HK) Limited [...]

Jail sentence and fine for a businessman convicted of omitting company turnover and property rental income

 A businessman was convicted on October 7 at the District Court of evading tax and [...]

SFC bans Tang Shiyi for 10 months

The Securities and Futures Commission (SFC) has banned Ms Tang Shiyi, a former licensed representative [...]

SFC publicly criticises Gold Dragon Worldwide Asset Management Limited for breaches of Takeovers Code

28 Oct 2022 The Securities and Futures Commission (SFC) has publicly criticised Gold Dragon Worldwide [...]

Government to strengthen regime against cross-border tax avoidance

 The Inland Revenue (Amendment) (Taxation on Specified Foreign-sourced Income) Bill 2022 (the Bill) will be [...]

Court convicted Wong King Hoi for obstruction of SFC’s search operation

The Eastern Magistrates’ Court today convicted Mr Wong King Hoi after he pleaded guilty to [...]