Category Archives: Enforcement

SFC warns public of Quantum AI for suspected virtual asset-related fraud

The Securities and Futures Commission (SFC) has issued a warning regarding suspected virtual asset-related fraud [...]

SFC obtains interlocutory asset freezing order against Leung Anita Fung Yee Maria

The Securities and Futures Commission (SFC) has successfully obtained an interim injunction order against Ms. [...]

Website and Social Media Page Alert – Fraudulent website and social media page related to DBS Bank (Hong Kong) Limited

The Hong Kong Monetary Authority (HKMA) has issued a press release to raise awareness among [...]

Website and Internet Banking Login Screen Alert – Fraudulent website and internet banking login screen related to Fubon Bank (Hong Kong) Limited

The Hong Kong Monetary Authority (HKMA) has issued a public alert regarding a press release [...]

The HKMA alerts the public to entities claiming to assist in recovery of fraud losses

The Hong Kong Monetary Authority (HKMA) has recently received inquiries from the public concerning several [...]

SFC commences insider dealing prosecution against Segantii Capital Management and its chief investment officer

The Securities and Futures Commission (SFC) has taken legal action against Segantii Capital Management Limited [...]

Website Alert – Fraudulent website related to Dah Sing Bank, Limited

The Hong Kong Monetary Authority (HKMA) has issued an alert to the public regarding a [...]

Court convicts two former licensees of false trading

The Eastern Magistrates’ Courts have convicted two former licensees, Mr. Yip Chi Wing and Mr. [...]

Case consolidation for first ramp-and-dump criminal prosecution at District Court

The District Court has approved a request from the Department of Justice to consolidate two [...]

SFC and HKEX collaborate in enforcement action against Main Board-listed company over dubious investment and financial arrangements

The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (Exchange) [...]