Category Archives: Enforcement

Website and Internet Banking Login Screen Alert – Fraudulent website and internet banking login screen related to Dah Sing Bank, Limited

The Hong Kong Monetary Authority (HKMA) has issued an alert to the public regarding a [...]

SFC obtains court orders against former director and chief financial officer of Changgang Dunxin Enterprise Company Limited

The Securities and Futures Commission (SFC) has obtained compensation and disqualification orders against Mr. Chen [...]

Announcement – In Relation to the Matter of Wah Ha Realty Company Limited (Incorporated in Hong Kong with Limited Liability) (Stock Code: 278)

The Stock Exchange of Hong Kong Limited has announced that the listing of Wah Ha [...]

SFC warns public of suspicious investment products offered by ProCap International

The Securities and Futures Commission (SFC) has issued a warning to the public regarding suspicious [...]

Insurance Authority Bans Former Insurance Agent for Three Years for Misappropriating Premiums

The Insurance Authority (IA) has banned a former insurance agent for three years for misappropriating [...]

Cancellation of stock listing Bay Area Gold Group Limited – in Compulsory Liquidation

The Exchange announces that the listing of Bay Area Gold Group Limited will be cancelled [...]

HKMA warning of social media page and email alert related to CHINA CITIC BANK

The HKMA wishes to alert members of public to a press release issued by CHINA [...]

Disciplinary Action against China Gas Industry Investment Holdings CO. Ltd and its former director.

China GasIndustry Investment Holdings Co. Ltd. (Stock Code: 1940), the Company used a substantial proportion of [...]

SFC and HKEX collaborate in enforcement action against two former HKEX-listed company directors for misconduct

The Securities and Futures Commissions and Stock Exchange of Hong Kong are both taking enforcing [...]

Insurance Authority imposes prohibition orders on three former insurance agents on fit and proper grounds

The Insurance Authority (IA) has taken three separate disciplinary actions against former insurance agents on [...]