Exchange’s Disciplinary Action Against Redco Healthy Living Company Limited (Stock Code: 2370) and Two Current Directors
July 29, 2026

On July 28, The Stock Exchange of Hong Kong censured Redco Healthy Living Company Limited (2370) and its executive directors Mr Tang Chengyong and Ms Wong Yin Man, ordering the two directors to attend training. In 2022, without notifying the board, the two directors arranged subsidiaries to provide over RMB190 [...]

SFC reprimands and fines China Industrial Securities International Asset Management Limited $6.8 million for failing to properly identify and address red flags in dubious arrangements and other failures in managing private fund
July 28, 2026

On July 27, 2026, the SFC reprimanded and fined China Industrial Securities International Asset Management Limited (CISIAM) HK$6.8 million for serious fund management breaches occurring between August 2019 and September 2020. Acting as fund manager for a private fund set up for Tahoe Life Insurance Company Limited, CISIAM followed the [...]

SFC reprimands and fines Bright Smart Securities International (H.K.) Limited $2.8 million for internal control failures in monitoring suspicious trades
July 28, 2026

On July 27, 2026, the Hong Kong Securities and Futures Commission (SFC) reprimanded and fined Bright Smart Securities International (H.K.) Limited (BSSIHK) HK$2.8 million for serious internal control lapses in monitoring and detecting client wash trades; SFC investigations confirmed that between November 1, 2023 and September 13, 2025, the firm [...]

SFC reprimands and fines Victory Securities Company Limited $1.7 million and suspends its responsible officer for regulatory breaches
July 27, 2026

On 24 July ,The SFC has reprimanded and fined Victory Securities Company Limited HK$1.7 million and suspended its responsible officer and manager-in-charge Stephen Chiu Che Leung for three months from 22 July 2026 to 21 October 2026 for regulatory breaches identified during an investigation into a suspected ramp-and-dump scheme. In [...]

Exchange’s Disciplinary Action against Three Former Directors of Jiayuan Services Holdings Limited (Stock Code: 1153)
July 20, 2026

On 17 July 2026, HKEX took disciplinary action against three former directors of Jiayuan Services Holdings Limited (1153). From 2021 to 2022, the company made 398 unauthorised fund transfers totalling nearly RMB2 billion to entities controlled by its controlling shareholder without board approval, with RMB644 million ultimately unrecovered and written [...]

Exchange’s Disciplinary Action Against Ever Reach Group (Holdings) Company Limited (Stock Code: 3616), Four Directors and Five Senior Management Members
July 10, 2026

On 9 July 2026, The Stock Exchange of Hong Kong Limited publicly censured Ever Reach Group (Holdings) Company Limited (Stock Code: 3616), together with four of its directors and five senior management members. All involved directors and senior staff are ordered to complete 21 hours of compliance training; for former [...]

Exchange’s Disciplinary Action against a Former Director of Silver Grant International Holdings Group Limited (Stock Code: 171)
July 7, 2026

The Stock Exchange of Hong Kong Limited (a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited) issued a regulatory notice dated 6 July 2026 regarding disciplinary measures against Wang Ping, former executive director of Silver Grant International Holdings Group Limited (Stock Code: 171). During the Exchange’s probe into whether [...]

Exchange’s Disciplinary Action against Lisi Group (Holdings) Limited (Stock Code: 526), Six Former Directors and a Former Company Secretary
June 26, 2026

On 25 June 2026, SEHK took disciplinary action against Lisi Group (Holdings) Limited (stock code: 526), six former directors and the ex-company secretary. The exchange censured the firm and former company secretary Christina Pang Yuen Shan, issued a statement of prejudice to investors’ interests alongside censures to six ex-directors, and [...]

SFC obtains worldwide freezing order against Lo Kai Bong and Major Success Group Limited
June 26, 2026

On 11 June 2026, Hong Kong’s Court of First Instance issued global asset freezing orders for Lo Kai Bong (chairman and major shareholder of LET Group and Summit Ascent) and BVI firm Major Success Group Limited. The orders block them from moving, selling or reducing the value of HK$146,859,320 of [...]

Exchange’s Disciplinary Action against Two Former Directors of Fosun Tourism Group (Delisted, Previous Stock Code: 1992)
June 24, 2026

On 23 June 2026, The Stock Exchange of Hong Kong Limited has censured two former directors of the delisted Fosun Tourism Group (former stock code: 1992) and ordered them to complete 15 hours of training for breaching their director duties. Former Executive Director and Chief Financial Officer Wang Wenping and [...]