Category Archives: Regulatory Updates

RULE UPDATE – CCASS OPERATIONAL PROCEDURES

The Amendments for the purpose of facilitating an enhancement to the trading calendar for Stock [...]

EXCHANGE PUBLISHES CONSULTATION PAPER ON RULE AMENDMENTS FOLLOWING MAINLAND CHINA REGULATION UPDATES AND OTHER PROPOSED RULE AMENDMENTS RELATING TO PRC ISSUERS

The Stock Exchange of Hong Kong Limited (the Exchange) published a consultation paper. The consultation [...]

Launch of Trading Calendar Enhancement for Stock Connect

The new adjustments to the trading calendar for Northbound and Southbound Stock Connect will become [...]

SME Financing Guarantee Scheme Extends Application Period

The application period for the 80% Guarantee Product, 90% Guarantee Product and Special 100% Loan [...]

SEOCH Reserve Fund Variable Contributions

The newly recalculated Reserve Fund Requirement pursuant to SEOCH Rule 407 has resulted in a [...]

SFC welcomes government budget measures

The SFC is particularly pleased with the measures proposed by the Financial Secretary to strengthen [...]

SFC consults on proposals to regulate virtual asset trading platforms

The SFC launched a consultation on proposed requirements designed to protect investors and reduce the [...]

SFC and CSRC enter into an MoU on regulatory cooperation

Joint Announcement of the China Securities Regulatory Commission and the Hong Kong Securities and Futures [...]

Circular to Licensed Corporations Engaged in Asset and Wealth Management Activities – Asset and Wealth Management Activities Survey 2022

The SFC is conducting a survey to collect information on asset and wealth management activities [...]

Leveraging Commercial Data Interchange for digitalisation of banking processes

The HKMA encourages institutions to make the best use of Commercial Data Interchange (CDI). CDI [...]