Category Archives: Regulatory Updates

Routine Collateral Haircut Review and Adjustment

According to the OTC Clearing Hong Kong Limited Clearing Procedures Chapter 7, OTC Clear has [...]

Change of Authentication for CCASS Terminal – (i) Reminder of email registration for CCASS users; (ii) Kick-off of email registration for CCASS Delegated Administrators

It is essential for all CCASS Participants (CPs), Delegated Administrators (DAs) and Designated Banks (DBs) [...]

RULE UPDATE – CCASS OPERATIONAL PROCEDURES

The Amendments for the purpose of facilitating an enhancement to the trading calendar for Stock [...]

EXCHANGE PUBLISHES CONSULTATION PAPER ON RULE AMENDMENTS FOLLOWING MAINLAND CHINA REGULATION UPDATES AND OTHER PROPOSED RULE AMENDMENTS RELATING TO PRC ISSUERS

The Stock Exchange of Hong Kong Limited (the Exchange) published a consultation paper. The consultation [...]

Launch of Trading Calendar Enhancement for Stock Connect

The new adjustments to the trading calendar for Northbound and Southbound Stock Connect will become [...]

SME Financing Guarantee Scheme Extends Application Period

The application period for the 80% Guarantee Product, 90% Guarantee Product and Special 100% Loan [...]

SEOCH Reserve Fund Variable Contributions

The newly recalculated Reserve Fund Requirement pursuant to SEOCH Rule 407 has resulted in a [...]

SFC welcomes government budget measures

The SFC is particularly pleased with the measures proposed by the Financial Secretary to strengthen [...]

SFC consults on proposals to regulate virtual asset trading platforms

The SFC launched a consultation on proposed requirements designed to protect investors and reduce the [...]

SFC and CSRC enter into an MoU on regulatory cooperation

Joint Announcement of the China Securities Regulatory Commission and the Hong Kong Securities and Futures [...]