Category Archives: Regulatory Updates

SFC-HKMA joint product survey in 2022 shows shifts to investments in money market funds

The SFC and HKMA conducted a joint survey on the sale of non-exchange traded investment [...]

HKEX FINI to launch on 22 November

Hong Kong Exchanges and Clearing Limited (HKEX) has announced the launch date for FINI, a [...]

Exchange Publishes Consultation Paper on GEM Listing Reforms

The Stock Exchange of Hong Kong has published a consultation paper seeking market feedback on [...]

The Sixth Hong Kong-Switzerland Financial Dialogue

The HKMA has released a press-release regarding the sixth Hong Kong-Switzerland Financial Dialogue took place [...]

Enabling Innovation in the Asset Management Industry

On September 26th, Christina Choi of the SFC made a speech at the Bloomberg Buy-Side [...]

AML/CFT Regtech: Case Studies and Insights Volume 2

The Hong Kong Monetary Authority (HKMA) has published a report titled “AML/CFT Regtech: Case Studies [...]

HKMA Designates Market Makers for Southbound Trading under Bond Connect

The Hong Kong Monetary Authority (HKMA) has added nine financial institutions as designated market makers [...]

SFC steps up information dissemination and investor education on VATPs

The Securities and Futures Commission (SFC) is taking measures to address concerns about unregulated virtual [...]

Revision of Companies Registry Forms

The Hong Kong Companies Registry (HKCR) releases Gazette Notices notifying that forms have been revised [...]

HKMA launches Green Fintech Competition

The Hong Kong Monetary Authority (HKMA) has launched the Green Fintech Competition to promote the [...]