Category Archives: Regulatory Updates

Supervisory Policy Manual (SPM): Revised module TM-E-1 on “RiskManagement of E-banking”

The Hong Kong Monetary Authority (HKMA) is issuing a revised version of the SPM module [...]

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities – Anti-Money Laundering / Counter-Financing of TerrorismUnited Nations Sanctions (South Sudan) Regulation 2019 (Amendment) Regulation 2024

The United Nations Sanctions (South Sudan) Regulation 2019 was amended by the South Sudan Amendment [...]

Circular to management companies of SFC-authorized unit trusts and mutual funds – enhanced fund data reporting

The Securities and Futures Commission (SFC) will update its requirements for enhanced fund data reporting [...]

Encouraging progress made in asset management pilot use case in the Project Ensemble Sandbox

The Securities and Futures Commission (SFC) has announced a significant advancement in asset management with [...]

SFC sets out vision to foster a vibrant fintech ecosystem in Hong Kong

The Securities and Futures Commission (SFC) of Hong Kong is promoting a healthy fintech ecosystem, [...]

ICAC hosts Corruption Prevention Seminar for Internal Auditors of B/Ds to enhance corruption prevention capability

Sixty internal auditors from 25 government departments attended an ICAC Corruption Prevention Seminar on October [...]

Revised Pillar 3 Disclosure Package

The Monetary Authority is issuing a revised package of standard disclosure templates and tables for [...]

Revised standard LAC disclosure template and updated Code of Practice chapter LAC-1 “Resolution Planning – LAC Requirements”

The Monetary Authority (MA) is issuing a revised standard LAC disclosure template, Template CCA(A), to [...]

Circular on full adoption of e-IP application/submission system on WINGS

The Securities and Futures Commission (SFC) has announced a one-month extension of the parallel run [...]

SFC engages securities industry on regulatory trends and market development

The Securities and Futures Commission (SFC) held a seminar with over 200 financial sector representatives [...]