Category Archives: Regulatory Updates

SFC and CSRC top management meet in Hong Kong

On November 19, 2024, SFC Chairman Dr. Kelvin Wong and CEO Ms. Julia Leung met [...]

SFC hosts workshops to further engage the industry

The Securities and Futures Commission (SFC) held two workshops this week for over 200 industry [...]

HKICPA’s Awards commend the CG and ESG performances of awardees, while urging continuing efforts to uphold high-quality governance and disclosure standards in Hong Kong

The Hong Kong Institute of Certified Public Accountants (HKICPA) announced the winners of its 25th [...]

Enhanced Competency Framework on Green and Sustainable Finance (Professional Level)

The Hong Kong Monetary Authority (HKMA) has launched the Professional Level of the Enhanced Competency [...]

Implementation of Basel III final reform package: Supervisory highlights

The Hong Kong Monetary Authority (HKMA) is actively supporting the financial industry in preparing for [...]

Tender results of 1-year HONIA-indexed Floating Rate Notes

The Hong Kong Monetary Authority (HKMA) announced a successful tender for HK$1.5 billion in 1-year [...]

Conclusion of “Conversations with Global Investors” Seminar of Global Financial Leaders’ Investment Summit

The “Conversations with Global Investors” forum, held on 20 November 2024, concluded the three-day Global [...]

Composite Interest Rate: End of October 2024

The Hong Kong Monetary Authority (HKMA) reported a decrease in the composite interest rate to [...]

The HKMA hosts the third Global Financial Leaders’ Investment Summit

The Global Financial Leaders’ Investment Summit, organized by the Hong Kong Monetary Authority (HKMA), concluded [...]

All licensed corporations, licensed representatives and registered institutions within the meaning of the Securities and Futures Ordinance (Cap. 571) or relevant individuals within the meaning of section 20(10) of the Banking Ordinance (Cap. 155)

On November 15, 2024, the Securities and Futures Commission (SFC) issued a “cold shoulder order” [...]