Category Archives: Lastest Topics

Policy Statement by the Securities and Futures Commission

19 July 2020 The SFC would like to clarify that it is not aware of [...]

Circular to Licensed Corporations and Associated Entities – AML/ CFT Early Alert on United Nations Sanctions

July 17 2020 The sanctions committee of the United Nations Security Council (“UNSC”) which administers [...]

Companies Registry releases statistics for the first half of 2020

July 14 2020 The total number of local companies registered under the Companies Ordinance was [...]

Court convicts and fines former officer of Wonderful Wealth Group Limited for unlicensed activities

9 Jul 2020 The Eastern Magistrates’ Court today convicted Mr Simon Chan Ying Ming, former [...]

Circular to Licensed Corporations and Associated Entities – Anti-Money Laundering / Counter-Financing of Terrorism

10 Jul 2020 (1) FATF Statement on High-Risk Jurisdictions subject to a Call for ActionThe [...]

Government welcomes passage of limited partnership fund bill

9 July 2020 The Secretary for Financial Services and the Treasury, Mr Christopher Hui, welcomed [...]

Circular to Licensed Corporations Updated Technical Specifications for OTC Derivatives Trade Reporting

8 Jul 2020 Today the Hong Kong Trade Repository (HKTR) issued a notice (Notice) about [...]

SFC bans Lai Wing Fat for 20 months

7 Jul 2020 The Securities and Futures Commission (SFC) has banned Mr Lai Wing Fat, [...]

SFC office relocation

30 Jun 2020 The Securities and Futures Commission (SFC) is pleased to announce the relocation [...]

SFC publishes Annual Report 2019-20

24 Jun 2020 The Securities and Futures Commission (SFC) today published its Annual Report 2019-20 which sets [...]