Category Archives: Lastest Topics

Practice Session for Northbound Trading Under Stock Connect to Support the Listing Regime Update of Shanghai Stock Exchange and Shenzhen Stock Exchange

Regarding updating the listing regulations of the Shanghai Stock Exchange (SSE) and Shenzhen Stock Exchange [...]

COMMENCEMENT OF END-TO-END (E2E) TEST FOR MIGRATION OF NORTHBOUND (NB) BROKER-TO-CLIENT ASSIGNED NUMBER (BCAN) FILE SUBMISSION AND DOWNLOAD FUNCTIONS TO ELECTRONIC COMMUNICATION PLATFORM (ECP)

The Exchange is arranging an End-to-End (E2E) test for the migration of Northbound Broker-to-Client Assigned [...]

Cross-Agency Steering Group and CDP co-organise joint seminar on sustainability reporting

The Green and Sustainable Finance Cross-Agency Steering Group (Steering Group) and CDP co-organized a seminar [...]

Sanctions Explained

Sanctions Explained -By Karl Yuen Sanction seems far away from us. However, it is important [...]

Circular to Licensed Corporations and Associated Entities – Anti-Money Laundering / Counter-Financing of Terrorism (1) FATF Statement on High-Risk Jurisdictions subject to a Call for Action (2) FATF Statement on Jurisdictions under Increased Monitoring (3) Outcomes from the FATF Plenary, 22-24 February 2023

FATF Statement on High-Risk Jurisdictions subject to a Call for Action The Financial Action Task [...]

Joint consultation on changes to the OTC derivative Clearing Rules

The Hong Kong Monetary Authority (HKMA) and Securities and Futures Commission (SFC) have launched a [...]

Morgan Stanley to Strengthen Deforestation Policies for Clients

Morgan Stanley has committed to improving its deforestation policies for clients in the agriculture and [...]

SFC reprimands and fines City International Futures (Hong Kong) Limited $100,000 for regulatory breaches

The party involved City International Futures (Hong Kong) Limited (CIFHKL), now known as VERCAP Financial [...]

United Nations Sanctions (Somalia) Regulation 2019 (Amendment) Regulation 2023

This regulation amends the United Nations Sanctions (Somalia) Regulation 2019 (Chapter 537, subsidiary legislation CG) [...]

BlackRock fast-tracks eviction of ESG violators from MSCI-linked ETFs

BlackRock has announced that it will accelerate removing companies that violate environmental, social and governance [...]