Category Archives: Governance Regulation

HKEX Unveils Strategic Investment for Permanent Group Headquarters

Hong Kong Exchanges and Clearing Limited (HKEX) has announced a strategic investment to establish its [...]

Fostering Future-ready Capital Markets in a New Era of Uncertainty

In her keynote address at the OSC Dialogue on April 24, 2025, Ms. Julia Leung, [...]

Report on “Financial Services in the Era of Generative AI: Facilitating Responsible Adoption”

The Hong Kong Institute for Monetary and Financial Research (HKIMR), part of the Hong Kong [...]

SFC proposes enhancements to targeted tools to address corporate misconduct

On March 28, 2025, the Securities and Futures Commission (SFC) announced a consultation on proposed [...]

SFC welcomes appointment and re-appointment of Non-Executive Directors

On March 28, 2025, the Securities and Futures Commission (SFC) announced the appointment of Mr. [...]

Introducing illustration rate caps to enhance policy holder protection

On March 30, 2025, the Insurance Authority (IA) addressed misunderstandings about its recent Practice Note, [...]

Latest edition of Conduct In Focus discusses regulatory considerations related to managing general agency model and reveals 99.9% CPD compliance

On March 28, 2025, the Insurance Authority (IA) released the latest edition of “Conduct In [...]

HKMA Quarterly Bulletin and Half-Yearly Monetary and Financial Stability Report (March 2025 Issue)

On March 28, 2025, the Hong Kong Monetary Authority (HKMA) released its Quarterly Bulletin and [...]

Insurance Authority launches public consultation on public disclosure requirements under the Risk-based Capital Regime

The consultation paper from the Insurance Authority (IA) of Hong Kong outlines draft Insurance (Public [...]

New speech by Kelvin Wong: Keynote speech at the CFA Society Hong Kong’s Annual Dinner 2025

In his keynote speech at the CFA Society Hong Kong Annual Dinner 2025, Dr. Kelvin [...]