Category Archives: Governance Regulation

EXCHANGE’S DISCIPLINARY ACTION AGAINST FOUR FORMER DIRECTORS OF ENVIRO ENERGY INTERNATIONAL HOLDINGS LTD (STOCK CODE: 1102)

The Director Unsuitability Statement is a statement that, in the Exchange’s opinion, Mr Li Sen, [...]

Circular to Management Companies of SFC-authorised Investment Products Listed on The Stock Exchange of Hong Kong Limited concerning Severe Weather Trading of Hong Kong Securities and Derivatives Markets

On 18 June 2024, the Securities and Futures Commission (SFC) published a circular to Management [...]

Circular to intermediaries: Severe weather trading

On 18 June 2024, the Securities and Futures Commission (SFC) published a circular to intermediaries [...]

SFC bans Ha Po Kwan for 12 months

The Securities and Futures Commission (SFC) has banned Mr Ha Po Kwan, a former licensed [...]

Market manipulation case adjourned for sentencing

The Court of First Instance today adjourned the sentencing of three individuals convicted of conspiracy [...]

EXCHANGE PUBLISHES CONSULTATION PAPER ON CORPORATE GOVERNANCE CODE ENHANCEMENTS

The Stock Exchange of Hong Kong Limited (the Exchange), a wholly-owned subsidiary of Hong Kong [...]

Technical Adjustment to the Mortgage Insurance Programme

In light of the technical adjustments made by the Hong Kong Monetary Authority (HKMA)  on [...]

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities – Anti-Money Laundering / Counter-Financing of Terrorism United Nations Sanctions (Somalia) Regulation 2019 (Amendment) Regulation 2024

The United Nations Sanctions (Somalia) Regulation 2019 (Amendment) Regulation 2024 (the Somalia Amendment Regulation), made [...]

SFC welcomes progress on implementation of Mainland-Hong Kong Mutual Recognition of Funds enhancements

On 14 Jun 2024, the Securities and Futures Commission (SFC) welcomes the public consultation paper [...]

AFRC calls for concerted efforts to improve the quality of financial reporting and audit in Hong Kong

On 13 Jun 2024 the Accounting and Financial Reporting Council (AFRC) published its reportRoundtable Discussion [...]