Category Archives: Governance Regulation

Seminar on Banking Sector’s Support Measures for Small and Medium-sized Enterprises

The Hong Kong Monetary Authority (HKMA), the Hong Kong Association of Banks and the Chinese [...]

Bogus Telephone Calls

According to a circular published on 21 June, the Hong Kong Monetary Authority (HKMA) notes [...]

Enhancements to the Code of Practice on Person-to-Person Marketing Calls

The Hong Kong Monetary Authority (HKMA) welcomed the launch of the revised Code of Practice [...]

Insurance Authority warns against fraudulent website

According to a press release on 20 Jun 2024, the Insurance Authority (IA) wished to [...]

SFC secures conviction for provision of paid investment advice on Telegram chat group without licence

According to a press release on 20 Jun 2024, the Eastern Magistrates’ Court convicted Mr [...]

HKEX TO IMPLEMENT SEVERE WEATHER TRADING IN SECURITIES AND DERIVATIVES MARKETS FROM 23 SEPTEMBER 2024

According to a press release on 18 Jun 2024, Hong Kong’s securities and derivatives markets, [...]

OFFICIAL LAUNCH OF ENHANCEMENT OF THIRD PARTY CLEARING ARRANGEMENT

According to a circular issued on 19 Jun 2024,  Options Trading Exchange Participants (“OTEPs”) are [...]

Banking Sector’s Support for Implementation of Severe Weather Trading

According to a circular issued on 18 Jun 2024, in view of the importance of [...]

SFC’s 35th year and beyond: guiding Hong Kong’s capital markets with mission and vision

According to a press release on 19 Jun 2024, the Securities and Futures Commission (SFC) [...]

Three sophisticated ramp-and-dump cases transferred to District Court

According to a press release on 19 Jun 2024, the Eastern Magistrates’ Court granted the [...]