Category Archives: Enforcement

SFC warns public of suspicious investment products offered by ProCap International

The Securities and Futures Commission (SFC) has issued a warning to the public regarding suspicious [...]

Insurance Authority Bans Former Insurance Agent for Three Years for Misappropriating Premiums

The Insurance Authority (IA) has banned a former insurance agent for three years for misappropriating [...]

Cancellation of stock listing Bay Area Gold Group Limited – in Compulsory Liquidation

The Exchange announces that the listing of Bay Area Gold Group Limited will be cancelled [...]

HKMA warning of social media page and email alert related to CHINA CITIC BANK

The HKMA wishes to alert members of public to a press release issued by CHINA [...]

Disciplinary Action against China Gas Industry Investment Holdings CO. Ltd and its former director.

China GasIndustry Investment Holdings Co. Ltd. (Stock Code: 1940), the Company used a substantial proportion of [...]

SFC and HKEX collaborate in enforcement action against two former HKEX-listed company directors for misconduct

The Securities and Futures Commissions and Stock Exchange of Hong Kong are both taking enforcing [...]

Insurance Authority imposes prohibition orders on three former insurance agents on fit and proper grounds

The Insurance Authority (IA) has taken three separate disciplinary actions against former insurance agents on [...]

SFC proceedings against Ding Ying Feng former chairman to seek compensation for investors.

The Securities and Futures Commission (SFC) has commenced proceedings of former chairman and non-executive director [...]

SFC criminal conviction of securities fraud via illegal short selling.

The Eastern Magistrate’s Court today convicted Ms Yeung Tak Sum, an unemployed retail trader of [...]

Suspension of CCASS Services on 16 Mar, 23 Mar, 06 Apr, 13 Apr 2024 (Saturday)

To facilitate the internal system testing and upgrade, the CCASS online services will be suspended [...]