Category Archives: Enforcement

Exchange’s Disciplinary Action Against Directors of GSN Corporations Limited (Delisted, Previous Stock Code: 8242) and Times Universal Group Holdings Limited (Stock Code: 2310)

The Stock Exchange of Hong Kong Limited has issued a Director Unsuitability Statement and censured [...]

Insurance Authority imposes a ban on four individuals for making use of false documents in applying for registration as licensed insurance agents

The Insurance Authority (IA) has banned four individuals for using false academic certificates to apply [...]

Man charged by ICAC convicted of conspiracy to launder $125m crime proceeds

A former personal assistant to a businessman was convicted by the District Court of conspiring [...]

Former banker ordered to disgorge $3 million illegal gains from insider dealing

The Market Misconduct Tribunal (MMT) ordered former banker Wu Kam Shing to disgorge nearly $3 [...]

Merchant charged by ICAC with bribing bank staff for expediting account opening

A 39-year-old merchant is charged with offering a bribe, contrary to the Prevention of Bribery [...]

SFC and IA joined forces to tackle cross-sector irregularities

The Securities and Futures Commission (SFC) and the Insurance Authority (IA) have collaborated to address [...]

Three jailed between 52 and 80 months in landmark market manipulation case

The Court of First Instance today sentenced Ms Sit Yi Ki and Mr Tam Cheuk [...]

Former insurance employees charged by ICAC for $4.25m fraud and $2.3m money laundering involving dummy agents and false policy applications

The ICAC on July 17 charged five former employees of an insurance company in two [...]

Announcement – In relation to the matter of All Nation International Group Limited (incorporated in Cayman Islands with limited liability) (Stock Code: 8170)

The Exchange announces that the listing of the Company’s shares will be cancelled with effect [...]

Announcement – In relation to the matter of EcoGreen International Group Limited (In Liquidation) (Incorporated in Cayman Islands with limited liability) (Stock Code: 2341) Cancellation of listing

The Exchange announces that the listing of the Company’s shares will be cancelled with effect [...]